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Roles of MLRO, AMLCO & deputy MLROs for investment funds seminar
May 25, 2018 @ 8:30 am - 11:00 amUS$250
CIMA has recently issued a notice clarifying various compliance roles on investment vehicles other entities.
Find out more about each role, your duties, and how to manage the related risks at this seminar.
USD$250* | CI$210
For fund directors, CEOs and compliance professionals.
Prabha Namburi, Chief Policy & Development Officer
Mrs. Prabha Namburi joined the Authority in 2014 as Chief Policy & Development Officer.
In this role, she is responsible for conducting research on international regulatory developments relating to financial services. She is also tasked with developing proposals for regulatory instruments to assist the Authority in fulfilling its regulatory functions.
Prior to joining CIMA, Mrs. Namburi worked as a Compliance Officer at a local insurance company for 2 years.
Ms. Namburi holds a Bachelors in Law amongst other qualifications such as a Bachelor in Commerce, and a Masters in Human Resource Management. She has also earned various certifications in programming courses.
Heather Smith, Head of Investments and Securities Division
Heather Smith was appointed Head of the Investments and Securities Division of the Cayman Islands Monetary Authority on 1 June 2014.
In this capacity, Ms. Smith is responsible for the authorisation and supervision of regulated hedge funds, fund administrators and securities investment companies in the Cayman Islands and for directing a programme of continuous monitoring and inspection of licensed fund administrators and securities investment companies. She will represent, and present, on behalf of the Authority at various forums and conferences, both locally and internationally.
Paul Byles, Director FTS
Paul Byles is Director of FTS, which provides regulatory and management consulting services. He is an experienced economist and finance professional, having worked in the financial services industry for 25 years. He is a former head of regulatory and economic consulting services of a big four consulting firm. He is a former Head of Policy at the Cayman Islands Monetary Authority, where he drafted the Guidance Notes on Prevention and detection of money laundering for the Cayman Islands and many formal regulatory policies and guidelines issued by CIMA for the financial services industry.
*Please note that your registration fee is due by May 24th, at 12:00pm in order to confirm your registration. If you are unable to process the payment by this time, please contact firstname.lastname@example.org.