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Preparing for an Onsite Inspection from CIMA

April 20, 2017 @ 8:30 am - 12:00 pm


A hands on seminar on preparing for your next regulatory inspection for CEOs and Compliance professionals.

Expert Panel Discussion – Get real world tips from an interactive panel discussion featuring Jordan Mclean (CIMA Onsite Inspection Unit), Angela Mele (RiskPass), and Sandra Edun-Watler (President of the Compliance Association)

Other senior members of CIMA’s Onsite Inspection Unit including Mr. Kenton Tibbetts, Unit Deputy Head, will also be in attendance.

Topics covered:

  • Role of Senior Managers and Board members during an inspection
  • Role of the Compliance Officers during an inspection
  • How to prepare for the inspection
  • Typical documentation requests and how to prepare for them
  • Having an effective opening meeting with CIMA
  • Key do’s and don’ts during the inspection
  • The write up period
  • Draft findings meeting and report
  • The closing meeting
  • Developing your implementation plan
  • Four types of relationships with the regulator; which one do you have?

**Also featuring a panel discussion and Q&A with compliance experts**

For a full event agenda, click here.

Venue: Seabridge Room, Kimpton Seafire Resort

Registration Fee: CI$300 (US$365.85)

Sign up using the form below


April 20, 2017
8:30 am - 12:00 pm
Event Category:


Seabridge Room, Kimpton Seafire Resort